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401(k) & Defined Contribution Plans
Hooker & Holcombe Retirement Services, Inc. provides a complete range of services for 401(k) and other defined contribution plans.

Consulting
Discuss and advise on the cost implications of plan features for:
  • 401(k)
  • Profit-sharing, target benefit
  • Money purchase
  • ESOP
  • 403(b)
  • 457
  • Non-qualified plans
  • Age-weighted plans
  • Cross-tested plans

Working with Plan Attorney
Ensure that the plan design meets the employer's objectives.


Administrative and Recordkeeping Services
  • Administrative forms
  • Data collection
  • Benefit statements
  • Management reports
  • 403(b)
  • 457
  • Non-qualified plans
  • Age-weighted plans
  • Cross-tested plans

Bundled Services
Choice of bundled services with a large array of investment providers.

Allocation of:
  • Contributions and forfeitures
  • Investment earnings
  • Transfers between investment funds
  • Company stock

Compliance Services
  • Non-discrimination tests
  • Combined limit testing (Section 415)
  • Form 5500 and attachments
  • Submission of IRS determination letter

Participant Voice Response System
  • Account balances
  • Investment information
  • Loan and withdrawal requests
  • Transfers and investment changes

Employee Communications
  • Assistance to Human Resources Dept.
  • Employee enrollment meetings
  • Question and answer sessions
  • Summary Plan Descriptions
  • Consolidated statement of benefits